What is the minimum transaction value that requires an HSR filing?

Prepare for the FINRA Investment Banking Representative Exam with flashcards and multiple-choice questions, each offering hints and explanations. Boost your confidence for success!

The minimum transaction value that necessitates a Hart-Scott-Rodino (HSR) filing is based on the threshold for assets or voting securities. The correct choice of $303.4 million reflects the adjusted threshold for transactions that must be reported to the Federal Trade Commission (FTC) and the Department of Justice (DOJ) under the HSR Act. This amount is set to prevent anti-competitive mergers and acquisitions by allowing regulatory oversight of significant market transactions. The threshold is reassessed annually for inflation, which means its value can change, but the specified figure accurately aligns with the updated limit for assets or voting securities that triggers the need for an HSR filing.

The other options either refer to thresholds that are outdated, pertain to cash or revenue figures that do not trigger HSR filings, or simply do not meet the criteria necessary for reporting under the HSR Act. Therefore, understanding that the $303.4 million figure is based on the current regulatory framework is crucial for compliance in investment banking transactions.

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